Broker Tips

Tips to keep you out of trouble!

10 November 2021 · by FTA Insurance · 1 min read

Tips to keep you out of trouble!

1. Review the Organizational Structure

Always examine your client’s organizational chart to determine which entities need coverage:

  • Parent companies – Usually the main insured
  • Subsidiaries – May or may not be automatically covered
  • Related entities – Joint ventures, partnerships

Important: Unlike Management Liability policies, Professional Indemnity policies do not always cover subsidiaries automatically. Check the policy wording carefully.

2. Check for Changes in Business Activities

Has your client:

  • Expanded into new service areas?
  • Taken on larger projects?
  • Started working in new industries?

Any of these changes could affect coverage requirements or exclusions.

3. Review Claims History

Before renewal, ensure you have a complete picture of:

  • Current open claims
  • Recently closed claims
  • Any circumstances that might give rise to claims

Failure to disclose known circumstances can void coverage.

4. Verify Coverage Limits

Are the current limits still appropriate?

  • Has revenue increased?
  • Are contract requirements higher?
  • Have industry standards changed?

5. Check Retroactive Dates

Ensure the retroactive date provides adequate protection:

  • Ideally, no retroactive date (full prior acts cover)
  • At minimum, covers the period when work was performed
  • Be wary of restricted retroactive dates imposed at renewal

6. Review the Insuring Clause

Make sure the operative clause provides broad coverage:

  • Look for "civil liability" wording
  • Avoid policies limited to "breach of professional duty"
  • Check for any sub-limits that might apply

Need Help?

Our underwriting team is always available to discuss coverage requirements and help you find the right solution for your clients.

Phone: 02 8823 8888

Email: info@ftainsurance.com.au

Got a risk to quote?

Email quotes@ftainsurance.com.au — we respond to every submission within 48 hours.